At ProSpera Compliance Consultancy, our AML/CFT/CPF Health Check Service provides an independent, end-to-end review of your organization’s financial crime compliance framework. This service is designed to assess whether your business meets the regulatory expectations of the Ministry of Economy, ADGM FSRA, DIFC DFSA, VARA, and UAE Federal AML/CFT laws, while ensuring that the controls in place remain effective, up-to-date, and aligned with your risk profile.
The Health Check acts as a proactive diagnostic tool—helping businesses identify compliance gaps, strengthen controls, and prepare for regulatory inspections with confidence.
- Reflect current UAE and international AML/CFT & CPF regulatory requirements
- Review of TFS policies and procedures
- Effective implementation across business units
- Coverage of sector-specific obligations (Real Estate, DPMS, CSPs, FIs, VASPs)
- Completeness and documentation quality
- Accurate identification of ML/TF/CPF risks
- Support for a genuine risk-based approach (RBA)
- Updates reflecting regulatory and operational changes
- Customer onboarding controls
- Beneficial ownership identification
- Risk scoring methodology
- Ongoing due diligence reviews
- Source of funds / wealth procedures
- Documentation quality and completeness
- Name screening against UN, OFAC, EU, UAE Local Lists, PEPs, and Adverse Media
- Ongoing screening processes
- Sanctions alert management workflows
- Screening tools and list update mechanisms
- Transaction monitoring procedures (where applicable)
- CPF detection and escalation protocols
- Effectiveness of MLRO and Compliance Officer
- Senior management oversight
- Independence of the compliance function
- Record-keeping and reporting structures
- Internal reporting mechanisms
- Quality of suspicious activity reports
- Escalation and documentation standards
- Timeliness and accuracy of filings
- UAE FIU GoAML usage and workflows
- Adequacy of AML/CFT/CPF training programs
- Employee understanding of roles and reporting obligations
- Awareness of regulatory updates and emerging risks
- Internal control frameworks
- Automation readiness and system reliability
- Data integrity and audit trails
- Overall compliance culture and efficiency
Why AML/CFT/CPF Health Checks Are Important
- Regulators expect proactive self-assessment and continuous monitoring
- Helps identify weaknesses before inspections or enforcement actions
- Enhances the risk-based approach and internal controls
- Ensures alignment with UAE federal laws and free zone requirements
- Demonstrates strong governance and compliance culture
- Reduces penalty exposure and operational risk
- Strengthens business reputation and partner confidence
Why Choose Us
Why Choose ProSpera Compliance Consultancy?
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01.Strengthen governance
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02.Reduce risk
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03.Enhance operational integrity
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04.Build a culture of compliance
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05.Achieve sustainable growth
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