Robust Policies. Clear Procedures. Regulatory Confidence.

We support regulated entities across DIFC, ADGM, the Ministry of Economy, and VARA by developing TFS Policies and Procedures aligned with UAE regulations and international standards.

Our frameworks integrate requirements issued by the Executive Office of Control & Non-Proliferation (EOCN), ensuring readiness to comply with the UAE Targeted Financial Sanctions regime.

• Screening against UAE Local Terrorist List and UN Consolidated List
• Immediate asset freeze and prohibition measures
• Monitoring EOCN notices and sanctions updates
• Regulatory and FIU reporting obligations

Our tailored TFS solutions help organizations avoid sanctions breaches, regulatory penalties, and reputational risk.

We design and implement Code of Conduct Policies that promote integrity, accountability, and regulatory compliance across DIFC, ADGM, MoE, and VARA entities.

Our frameworks define ethical standards, conflict-of-interest protocols, reporting mechanisms, and disciplinary procedures, ensuring consistent ethical decision-making at all levels.

We assist organizations in identifying, disclosing, and managing conflicts of interest through comprehensive COI Policies and Procedures.

By establishing clear disclosure processes and governance controls, we help safeguard stakeholder trust and maintain ethical operations.

Our whistleblowing frameworks establish secure reporting channels, protect whistleblowers from retaliation, and ensure fair investigations.

These policies support early risk detection and foster a strong compliance and transparency culture.

At ProSpera Compliance, we provide end-to-end support in drafting, reviewing, and implementing ad-hoc policies tailored to regulatory and operational needs.

• Code of Conduct & Ethics
• HR, Operational & Administrative Policies
• Data Protection & Privacy Procedures
• Outsourcing & Third-Party Risk Management
• Business Continuity & Disaster Recovery
• Fraud Prevention & Risk Management
• Record-Keeping & Information Management